Doo Group’s subsidiary company, Doo Financial HK Limited (Central entity no.: BSM562),marks another milestone in its journey with the obtainment of Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses (Central entity no.: BSM562) issued by the Hong Kong Securities and Futures Commission (HK SFC).
Upon obtaining the Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses issued by the HK SFC, Doo Financial HK Limited is authorized to provide clients with the following services:
Type 4 (Advising on Securities)
Advisory Services
· Giving of advice on securities to professional investors in Hong Kong and other professional investors overseas;
· Publishing research reports to professional investors;
· Acting as Investment Advisor to third party funds.
Type 9 (Asset Management) Discretionary Management Accounts
· Managing a portfolio of securities for professional investors on discretionary basis.
Fund Management (Private Funds)
· Managing investment funds on discretionary basis;
· Acting as Investment Manager to third-party funds;
· Launching different kinds of funds except virtual asset and authorized fund for retail investors.