Month: October 2021

The proceedings brought by the United States Commodity Futures Trading Commission (CFTC) against fraudulent binary options scheme Yukom Communications and a number of individuals and…

NYLIFE Securities LLC has agreed to pay a fine of $200,000 fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).…

The United States Commodity Futures Trading Commission (CFTC) and William S. Evans, III, a defendant in a lawsuit over a $10 million fraudulent scheme, appear…

Poland based Retail FX and CFDs brokerage group XTB (WSE:XTB) has reported its financial results for Q3-2021, indicating that the company bounced back nicely from…

The United States Securities and Exchange Commission (SEC) has taken action against Ann M. Vick, a founder of AMV Investments LLC. According to the SEC’s…

Deutsche Bank Securities Inc. (DBSI) and Deutsche Bank AG (DBAG) have responded to accusations about market manipulation. On October 25, 2021, Deutsche Bank argued that…

Retail FX broker Samtrade FX has announced that it has partnered with Centroid Solutions. This partnership will see Samtrade FX offering their multi-asset liquidity to…

Online trading and investment specialist Saxo Capital Markets HK Limited announces that it has obtained Type 4 (Advising on securities) and Type 9 (Asset Management)…

Japanese online trading services provider GMO Financial Holdings Inc today posted its financial metrics for the first nine months of 2021. Operating revenue for the…

The UK Financial Conduct Authority (FCA) has confirmed that it will be taking forward proposals to create a new type of open-ended authorised investment fund…